Job Responsibilities
The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following:
- Handle corporate and legal compliance process
- Ability to conduct through legal research with different tools
- Process transactions, log calls & queries, maintain checklists, etc.
- Provide quality assurance
- Create training plans and manuals, quality manuals, SOPs, query log, escalation matrix
- Guide and mentor junior team members
- Implement the Quality system in the project
- Implement tools and applications
- Ensure appropriate use of methods, tools, and techniques in project
- Coordinate customer-related activities including acceptance of the deliverables
- Should be able to quickly train and work on client tools
Roles & Responsibilities
The role of Analyst in Legal & Compliance shall encompass various tasks including, but not limited to, the following:
- Handle corporate and legal compliance process
- Ability to conduct through legal research with different tools
- Process transactions, log calls & queries, maintain checklists, etc.
- Provide quality assurance
- Create training plans and manuals, quality manuals, SOPs, query log, escalation matrix
- Guide and mentor junior team members
- Implement the Quality system in the project
- Implement tools and applications
- Ensure appropriate use of methods, tools, and techniques in project
- Coordinate customer-related activities including acceptance of the deliverables
- Should be able to quickly train and work on client tools.
Qualifications
Candidate should have at least 1-3 years’ experience in the legal/corporate department of a fiduciary or have worked in a law firm. Candidate should be willing and looking to consolidate and grow the skills and talents in the long term with a company that works in a strong team and results-based environment.
Technical Skills
- Good exposure to legal documents or legal services and compliance
- General Capital Markets knowledge and introductory knowledge of OTC Derivatives,
- Listed Derivatives, Prime Brokerage or Securities Finance, LP Agreement
- Hands on experience of legal outsourcing services
- Proficiency in using MS Office Suite
- Good knowledge of MSAs, SoWs, TOs, POs, and end to end contract lifecycle
- Experience in Invoice verification against SOW’s/ Rate card
- Exposure in checking of CR’s & SOW’s – Standard templates, standard text and other expectation based on group standards
- Experience in Data Privacy, Data security, compliance implementation etc. helpful
- Experience in writing compliance memos and preparing compliance reports a requirement
- Ability to perform email/phone outreach to relevant stakeholders and engage on discussions related to quality of assessment output
- Ability to prepare written summaries using information from variety of sources
Functional Skills
- Ability to work independently
- Logical Thinking
- Strong written and oral communication skills in English
- Experience /exposure to similar work environment
- Exposure to writing reports and drafting different contracts
- Experience in analysing legal and government issued documents
- Experience in copy editing/quality checks of the output as Quality Checker
- Ensuring appropriate use of quality methods, tools, and techniques in the project
- Exposure and working knowledge of CLM tools
- Process certification like Six Sigma or experience in quality Methodology (Six Sigma, Pareto, DPMO/U etc.) would be a plus
- Data management and compliance and reporting
How to Apply?
Application Link is here
